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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-04-07 |
Branch Locations
550 E Swedesford Rd Ste 240, Wayne, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Trampel Professional Coatings | Chester Springs | PA | 07/2019 | 11/2021 |
| Giant Foods | Pottstown | PA | 11/2021 | 03/2022 |
| West Chester University | West Chester | PA | 06/2020 | 05/2022 |
| Montgomery County Community College | Pottstown | PA | 05/2018 | 06/2020 |
| Owen J. Roberts School District | Pottstown | PA | 08/2005 | 05/2018 |
| New York Life Insurance Company | Bala Cynwyd | PA | 05/2022 | 03/2026 |
| Nylife Securities Llc | Bala Cynwyd | PA | 09/2022 | 03/2026 |
| Principal Life Insurance Company | Wayne | PA | 03/2026 | Present |
| Principal Securities, Inc. | Wayne | PA | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-12 |
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