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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

555 Mission St Fl 16, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bcci Construction Mountain View CA 01/2020 10/2021
Palisade Builders Campbell CA 11/2018 11/2019
Mbk Homes Irvine CA 11/2015 08/2018
Na San Francisco CA 10/2021 06/2022
Unemployed Irvine CA 09/2018 11/2018
Unemployed Los Altos Hills CA 11/2019 12/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2022 05/2023
Northwestern Mutual Investment Services Llc San Francisco CA 06/2022 Present
Herb Foedisch San Francisco CA 06/2023 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2025 Present
Joshua Y Weaver San Francisco CA 02/2026 Present
  • 01/2020 → 10/2021
    Bcci Construction
    Mountain View, CA
  • 11/2018 → 11/2019
    Palisade Builders
    Campbell, CA
  • 11/2015 → 08/2018
    Mbk Homes
    Irvine, CA
  • 10/2021 → 06/2022
    Na
    San Francisco, CA
  • 09/2018 → 11/2018
    Unemployed
    Irvine, CA
  • 11/2019 → 12/2019
    Unemployed
    Los Altos Hills, CA
  • 06/2022 → 05/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2022 → Present
    San Francisco, CA
  • 06/2023 → Present
    Herb Foedisch
    San Francisco, CA
  • 04/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2026 → Present
    Joshua Y Weaver
    San Francisco, CA
Other Businesses

1. 100% OWNER, 3 DUBS VENTURES, 399 FREMONT ST, SAN FRANCISCO, , CALIFORNIA, 94105, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 01/12/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER OF A MARKETING AGENCY FIRM THAT HELPS WITH SEO OPTIMIZATION FOR CLIENTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-29
  • S66 Uniform Combined State Law Examination
    2024-04-29
Other Names
  • Wen Wen Wang

View on SEC IAPD

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