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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-21
NE RA APPROVED 2024-03-18
  • TX RA
    APPROVED
    Since 2024-03-21
  • NE RA
    APPROVED
    Since 2024-03-18

Branch Locations

12910 Pierce St. Suite 300, Omaha, NE 68144-1106 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Omaha NE 05/2022 Present
Diprima Dental Omaha NE 06/2019 05/2022
Iowa Western Community College Council Bluffs IA 10/2013 08/2020
Frank John Riha Iv, Dds Pc Valley NE 05/2020 Present
  • 05/2022 → Present
    Omaha, NE
  • 06/2019 → 05/2022
    Diprima Dental
    Omaha, NE
  • 10/2013 → 08/2020
    Iowa Western Community College
    Council Bluffs, IA
  • 05/2020 → Present
    Frank John Riha Iv, Dds Pc
    Valley, NE
Other Businesses

(1) NAME OF ENTITY: Big Red Keno ADDRESS: 8100 Cass St Omaha NE 68114 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jul 14, 2026 CAPACITY: Other DUTIES: Write keno tickets HOURS DEVOTED PER MONTH: 50 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-15
  • S66 Uniform Combined State Law Examination
    2024-03-15
Other Names
  • Mis Lynn Kouba
  • Melissa Lynn Grassi
  • Mis Lynn Grassi

View on SEC IAPD

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