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Nicholas Himan

Charles Schwab & Co., Inc.

San Francisco, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-12
  • CA RA
    APPROVED
    Since 2024-03-12

Branch Locations

425 Market Street Floor 17, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jason Mitchell Real Estate Danville CA 05/2021 10/2021
Dick's Sporting Goods Pleasant Hill CA 06/2020 08/2020
Junk Removal Dublin CA 06/2019 08/2019
Full Time Student Danville CA 05/2017 07/2019
Full Time Student San Diego CA 08/2019 05/2020
Full Time Student San Diego CA 08/2020 05/2021
Full Time Student San Diego CA 09/2021 05/2022
Td Ameritrade, Inc San Diego CA 05/2022 12/2023
Full Time Student Danville CA 01/2013 05/2017
Charles Schwab & Co., Inc. San Francisco CA 04/2023 Present
Charles Schwab Bank Ssb San Francisco CA 03/2025 Present
  • 05/2021 → 10/2021
    Jason Mitchell Real Estate
    Danville, CA
  • 06/2020 → 08/2020
    Dick's Sporting Goods
    Pleasant Hill, CA
  • 06/2019 → 08/2019
    Junk Removal
    Dublin, CA
  • 05/2017 → 07/2019
    Full Time Student
    Danville, CA
  • 08/2019 → 05/2020
    Full Time Student
    San Diego, CA
  • 08/2020 → 05/2021
    Full Time Student
    San Diego, CA
  • 09/2021 → 05/2022
    Full Time Student
    San Diego, CA
  • 05/2022 → 12/2023
    Td Ameritrade, Inc
    San Diego, CA
  • 01/2013 → 05/2017
    Full Time Student
    Danville, CA
  • 04/2023 → Present
    Charles Schwab & Co., Inc.
    San Francisco, CA
  • 03/2025 → Present
    Charles Schwab Bank Ssb
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-11
S63 Uniform Securities Agent State Law Examination 2023-06-13
  • S65 Uniform Investment Adviser Law Examination
    2024-03-11
  • S63 Uniform Securities Agent State Law Examination
    2023-06-13
Other Names
  • Nicholas Himan
  • Nick Himan
  • Nicholas Anthony Himan

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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