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Current Employers
Insigneo Advisory Services, Llc

1221 Brickell Avenue 27Th Floor, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-06
DE RA APPROVED 2023-12-07
TX RA APPROVED 2023-12-01
  • FL RA
    APPROVED
    Since 2024-03-06
  • DE RA
    APPROVED
    Since 2023-12-07
  • TX RA
    APPROVED
    Since 2023-12-01

Branch Locations

1300 Post Oak Blvd Suite 500, Houston, TX 77056 • United States

1221 Brickell Avenue 27Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. Houston TX 05/2013 09/2021
Bbva Wealth Solutions Inc. Houston TX 08/2019 09/2021
Pnc Investments Houston TX 09/2021 12/2023
Insigneo Securities Llc Houston TX 12/2023 Present
Insigneo Advisory Services Llc Miami FL 12/2023 Present
  • 05/2013 → 09/2021
    Bbva Securities Inc.
    Houston, TX
  • 08/2019 → 09/2021
    Bbva Wealth Solutions Inc.
    Houston, TX
  • 09/2021 → 12/2023
    Pnc Investments
    Houston, TX
  • 12/2023 → Present
    Insigneo Securities Llc
    Houston, TX
  • 12/2023 → Present
    Miami, FL
Previous Registrations
  • 2022-01-11 → 2023-11-30
    Pnc Managed Account Solutions, Inc.
    Houston, TX
  • 2021-09-20 → 2023-11-30
    Houston, TX
  • 2019-08-29 → 2021-12-31
    Pnc Managed Account Solutions, Inc.
    Houston, TX
Other Businesses

-INSIGNEO ADVISORY SERVICES LLC (IAS) _ Affiliate RIA _ Investment-related _ Miami, FL _ Investment Advisor _ Devote 20 Hrs/week. -D'ESTE GROUP LLC_ Non Securities related / Address: 5900 Balcones Dr, suite 100, Austin, Texas / Nature: Pass through for tax purposes / Position: Manager and owner / Start date: 11/2023 / Devote 0 Hrs/month and 0 Hrs/month during trading hours. ---- ----- -D’ESTE GROUP LLC "Doing Business As" Address: Austin, Texas_ Nature: Fictitious name through which Oscar Fernandez, an Investment Professional (“IP”) of Insigneo Securities, LLC ("ISEC") and Insigneo Advisory Services, LLC ("IAS"), conducts securities and investment advisory activities. D’Este Group LLC is not itself a broker-dealer or an investment advisor and is not under common ownership with Insigneo Securities LLC or Insigneo Advisory Services LLC. D'Este Group LLC is authorized for use solely in connection with the approved `doing business as’ (DBA) name and pass-through entity activities. No other business operations may be conducted under this entity. / Title: Managing Member / Start date: 11/2023 / Duties: Investment professional.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-29
S63 Uniform Securities Agent State Law Examination 2009-06-11
  • S65 Uniform Investment Adviser Law Examination
    2019-08-29
  • S63 Uniform Securities Agent State Law Examination
    2009-06-11
Other Names
  • Oscar Eduardo Fernandez

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