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1221 Brickell Avenue 27Th Floor, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-06 |
| DE | RA | APPROVED | 2023-12-07 |
| TX | RA | APPROVED | 2023-12-01 |
Branch Locations
1300 Post Oak Blvd Suite 500, Houston, TX 77056 • United States
1221 Brickell Avenue 27Th Floor, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Houston | TX | 05/2013 | 09/2021 |
| Bbva Wealth Solutions Inc. | Houston | TX | 08/2019 | 09/2021 |
| Pnc Investments | Houston | TX | 09/2021 | 12/2023 |
| Insigneo Securities Llc | Houston | TX | 12/2023 | Present |
| Insigneo Advisory Services Llc | Miami | FL | 12/2023 | Present |
-INSIGNEO ADVISORY SERVICES LLC (IAS) _ Affiliate RIA _ Investment-related _ Miami, FL _ Investment Advisor _ Devote 20 Hrs/week. -D'ESTE GROUP LLC_ Non Securities related / Address: 5900 Balcones Dr, suite 100, Austin, Texas / Nature: Pass through for tax purposes / Position: Manager and owner / Start date: 11/2023 / Devote 0 Hrs/month and 0 Hrs/month during trading hours. ---- ----- -D’ESTE GROUP LLC "Doing Business As" Address: Austin, Texas_ Nature: Fictitious name through which Oscar Fernandez, an Investment Professional (“IP”) of Insigneo Securities, LLC ("ISEC") and Insigneo Advisory Services, LLC ("IAS"), conducts securities and investment advisory activities. D’Este Group LLC is not itself a broker-dealer or an investment advisor and is not under common ownership with Insigneo Securities LLC or Insigneo Advisory Services LLC. D'Este Group LLC is authorized for use solely in connection with the approved `doing business as’ (DBA) name and pass-through entity activities. No other business operations may be conducted under this entity. / Title: Managing Member / Start date: 11/2023 / Duties: Investment professional.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-11 |
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