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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-24 |
| NC | RA | APPROVED | 2025-11-12 |
| GA | RA | APPROVED | 2025-10-15 |
| PA | RA | APPROVED | 2023-10-20 |
| NJ | RA | APPROVED | 2022-06-08 |
| NY | RA | APPROVED | 2022-06-07 |
Branch Locations
1100 Lake Street 3Rd Floor, Ramsey, NJ 07446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Ramsey | NJ | 05/2022 | Present |
| Td Private Client Wealth Llc | Ramsey | NJ | 05/2022 | Present |
| Td Bank N.A. | Hackensack | NJ | 05/2017 | 05/2022 |
| Liquor Locker | Clifton | NJ | 12/2016 | 04/2017 |
| Rutgers University Athletics Department | New Brunswick | NJ | 11/2015 | 12/2016 |
| Rutgers University | New Brunswick | NJ | 09/2014 | 12/2016 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-06-19 |
| S65 | Uniform Investment Adviser Law Examination | 2022-06-07 |
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