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Christopher Franzese

LPl Financial LLC

Ramsey, NJ

Montvale, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-02-07
  • NJ RA
    APPROVED
    Since 2025-02-07

Branch Locations

48 S Franklin Trnpke Ste 301, Ramsey, NJ 07446 • United States

135 Chestnut Ridge Road, Montvale, NJ 07645 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Ramsey NJ 02/2025 Present
Franzese & Balian Montvale NJ 01/2015 Present
  • 02/2025 → Present
    Lpl Financial Llc
    Ramsey, NJ
  • 01/2015 → Present
    Franzese & Balian
    Montvale, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-26
  • S65 Uniform Investment Adviser Law Examination
    2024-12-26

View on SEC IAPD

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