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Erick Gabriel Diaz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

Fort Worth, TX

Fort Worth, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-01
  • TX RA
    APPROVED
    Since 2022-08-01

Branch Locations

13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States

301 Commerce St, Fort Worth, TX 76102 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Fort Worth TX 12/2011 04/2022
Merrill Lynch Fort Worth TX 05/2022 Present
  • 12/2011 → 04/2022
    Bank Of America
    Fort Worth, TX
  • 05/2022 → Present
    Merrill Lynch
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-30
  • S66 Uniform Combined State Law Examination
    2022-07-30

View on SEC IAPD

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