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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-30
MN RA APPROVED 2024-01-02
  • TX RA
    APPROVED_RES
    Since 2026-06-30
  • MN RA
    APPROVED
    Since 2024-01-02

Branch Locations

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Savage, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Minneapolis MN 06/2023 Present
University Of Minnesota Minneapolis MN 08/2022 06/2023
Unique Wealth Strategies Burr Ridge MN 05/2022 08/2022
University Of Minnesota Minneapolis MN 06/2021 05/2022
Knb Communications Stamford CT 05/2021 06/2021
University Of Minnesota Minneapolis MN 01/2021 05/2021
University Of Minnesota Minneapolis MN 12/2020 01/2021
Nexthuddle Fremont CA 12/2019 12/2020
Umn Center For Transporation Studies Minneapolis MN 09/2019 12/2019
University Of Minnesota Minneapolis MN 07/2019 09/2019
Andersen Corp. Oak Park Heights MN 08/2018 07/2019
Genesys Works St. Paul MN 06/2018 08/2018
Science Museum Of Minnesota St. Paul MN 09/2017 05/2018
Stillwater School Distric Stillwater MN 01/2013 09/2017
  • 06/2023 → Present
    Minneapolis, MN
  • 08/2022 → 06/2023
    University Of Minnesota
    Minneapolis, MN
  • 05/2022 → 08/2022
    Unique Wealth Strategies
    Burr Ridge, MN
  • 06/2021 → 05/2022
    University Of Minnesota
    Minneapolis, MN
  • 05/2021 → 06/2021
    Knb Communications
    Stamford, CT
  • 01/2021 → 05/2021
    University Of Minnesota
    Minneapolis, MN
  • 12/2020 → 01/2021
    University Of Minnesota
    Minneapolis, MN
  • 12/2019 → 12/2020
    Nexthuddle
    Fremont, CA
  • 09/2019 → 12/2019
    Umn Center For Transporation Studies
    Minneapolis, MN
  • 07/2019 → 09/2019
    University Of Minnesota
    Minneapolis, MN
  • 08/2018 → 07/2019
    Andersen Corp.
    Oak Park Heights, MN
  • 06/2018 → 08/2018
    Genesys Works
    St. Paul, MN
  • 09/2017 → 05/2018
    Science Museum Of Minnesota
    St. Paul, MN
  • 01/2013 → 09/2017
    Stillwater School Distric
    Stillwater, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-11
  • S66 Uniform Combined State Law Examination
    2023-12-11

View on SEC IAPD

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