Carly Rothbort

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2023 → 07/2024
  Kingswood Capital Partners, Llc
  Henderson, NV
• 09/2015 → 06/2019
  Sdi Technologies, Inc.
  Rahway, NJ
• 06/2019 → 05/2020
  Unemployed
  Henderson, NV
• 06/2020 → 01/2022
  Fairytale Brownies
  Phoenix, AZ
• 02/2022 → 04/2022
  Unemployed
  Henderson, NV
• 05/2022 → Present
  Lakeview Asset Management, Llc
  Henderson, NV
• 07/2024 → Present
  Osaic Advisory Services
  Atlanta, GA
• 07/2024 → 08/2024
  Triad Advisors
  Atlanta, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Henderson, NV

Previous Registrations

• 2024-01-02 → 2024-07-16
  Kingswood Wealth Advisors, Llc
  Henderson, NV

Other Businesses

1) CADENCE RESIDENTIAL MASTER COMMUNITY ASSOCIATION POSITION: Finance Committee Member NATURE: Homeowner's Association INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/17/2025 ADDRESS: 1170 E Sunset Road, Suite 101, Henderson NV 89011, United States DESCRIPTION: The Committees primary mission is to assist the Board of Directors with their responsibilities for oversight of the Association's finances. The Committee's responsibilities shall include the following: -Review the Association's monthly financial statements and performance to budget -Review the Association's long-term reserve funding plan on an annual basis-Assist management with development of a preliminary operation budget on an annual basis-Other financial related tasks and projects as may be assigned by the Board from time to time-Review and provide suggestions on long-term investments -Provide regular updates to Association management for inclusion in the Association publications as requested by the Board and/or management 2) CARLY ROTHBORT GRAPHIC DESIGN POSITION: Graphic Designer NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2012 ADDRESS: 744 Last Dance Place, Henderson NV 89011, United States DESCRIPTION: Freelance/contract graphic design services 3) WESTERN STANDARDBRED ALLIANCE POSITION: Founding Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 4920 Castello Way, Pahrump NV 89061, United States DESCRIPTION: Technology & website design 4) LAKEVIEW ASSET MANAGEMENT, LLC POSITION: Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2022 ADDRESS: 526 Carnforth Drive, Henderson NV 89014, United States DESCRIPTION: Investment management, securities sales, alternative investments, marketing and design, accounting, customer service

Exams

• S66 Uniform Combined State Law Examination
  2023-11-01

Other Names

• Carly S Rothbort