Best Investors Account Sign in
Inactive

Dinitia Yvonne Cazy

Blacktower Financial Management (Us) LLC

Indianapolis, IN

Orlando, FL

CRD 3152894

Claim This Profile
Employer firm

Blacktower Financial Management (Us) LLC CRD 289142

$254M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Blacktower Financial Management (Us) Llc

4700 Millenia Boulevard Sute 175, Orlando, FL 32839 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-09-23
  • IN RA
    APPROVED
    Since 2024-09-23

Branch Locations

Indianapolis, IN • United States

4700 Millenia Boulevard Sute 175, Orlando, FL 32839 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Merrill Indianapolis IN 07/2015 11/2021
Fifth Third Securities Indianapolis IN 02/2022 03/2023
Unemployed Indianapolis IN 11/2021 02/2022
Fifth Third Securities Indianpolis IN 02/2022 03/2023
Exemplar Capital, Llc Boston MA 03/2023 10/2023
Exemplar Wealth Advisors Llc Boston MA 03/2023 10/2023
Northwestern Mutual Investment Services, Llc Milwaukee WI 10/2023 11/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2023 11/2023
Mars Solutions Group Waukesha WI 10/2023 11/2023
Fennel Financials Llc New York NY 06/2024 05/2025
Complete Compliance Solutions Indianapolis IN 10/2023 Present
Fs Vector Washington DC 06/2024 01/2025
Blacktower Financial Management (Us) Llc Indianapolis IN 08/2024 Present
  • 07/2015 → 11/2021
    Bank Of America Merrill
    Indianapolis, IN
  • 02/2022 → 03/2023
    Fifth Third Securities
    Indianapolis, IN
  • 11/2021 → 02/2022
    Unemployed
    Indianapolis, IN
  • 02/2022 → 03/2023
    Fifth Third Securities
    Indianpolis, IN
  • 03/2023 → 10/2023
    Exemplar Capital, Llc
    Boston, MA
  • 03/2023 → 10/2023
    Boston, MA
  • 10/2023 → 11/2023
    Northwestern Mutual Investment Services, Llc
    Milwaukee, WI
  • 10/2023 → 11/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2023 → 11/2023
    Mars Solutions Group
    Waukesha, WI
  • 06/2024 → 05/2025
    Fennel Financials Llc
    New York, NY
  • 10/2023 → Present
    Complete Compliance Solutions
    Indianapolis, IN
  • 06/2024 → 01/2025
    Fs Vector
    Washington, DC
  • 08/2024 → Present
    Indianapolis, IN
Previous Registrations
Other Businesses

Complete Compliance Solutions LLC - Compliance consulting services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-22
S63 Uniform Securities Agent State Law Examination 2000-09-06
  • S66 Uniform Combined State Law Examination
    2017-09-22
  • S63 Uniform Securities Agent State Law Examination
    2000-09-06
Other Names
  • Dinitia Yvonne Cunningham
  • Dinitia Yvonne Cunningham
  • Dinita Yvonne Cunningham
  • Dinitia Yvonne Cazy
  • Dinita Yvonne Cazy
  • Dinitia Yvonne Cunningham
  • Dinitia Cazy
  • Dinitia Y Cunningham

View on SEC IAPD

More in Indianapolis, IN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor