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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2024-01-25
  • SD RA
    APPROVED
    Since 2024-01-25

Branch Locations

401 Vivian Street South, Aberdeen, SD 57401 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Advisors, Inc. Fort Lauderdale FL 01/2024 Present
Schwan Financial Group Aberdeen SD 08/2023 Present
Schwan Financial Group Aberdeen SD 05/2022 08/2023
Northern State Aberdeen SD 08/2020 12/2023
B&H Masoring Aberdeen SD 03/2020 08/2020
Apr & Fd Aberdeen SD 05/2017 08/2019
Aberdeen Christian School Aberdeen SD 08/2013 09/2020
Integrity Alliance, Llc Aberdeen SD 07/2026 Present
  • 01/2024 → Present
    Fort Lauderdale, FL
  • 08/2023 → Present
    Schwan Financial Group
    Aberdeen, SD
  • 05/2022 → 08/2023
    Schwan Financial Group
    Aberdeen, SD
  • 08/2020 → 12/2023
    Northern State
    Aberdeen, SD
  • 03/2020 → 08/2020
    B&H Masoring
    Aberdeen, SD
  • 05/2017 → 08/2019
    Apr & Fd
    Aberdeen, SD
  • 08/2013 → 09/2020
    Aberdeen Christian School
    Aberdeen, SD
  • 07/2026 → Present
    Integrity Alliance, Llc
    Aberdeen, SD
Other Businesses

1) DBA - SCHWAN FINANCIAL GROUP - 401 VIVIAN STREET, ABERDEEN, SD 57401; INVESTMENT RELATED; INVESMENT ADVISORY, FINANCIAL PLANNING MANAGEMENT & INSURANCE; INVESTMENT PORTFOLIO ASSOCIATE; 100% OF TIME SPENT. 2) SCHWAN FINANCIAL ADVISORS - 401 VIVIAN STREET, ABERDEEN, SD 57401; INVESTMENT RELATED; FINANCIAL PLANNING; INVESTMENT PORTFOLIO ASSOCIATE; 100% OF TIME SPENT. 3) SDHSAA; Investment Related- No; 804 N Euclid Ave Ste 102 Pierre, SD 57501; SDHSAA is the not-for-profit governing body for interscholastic high school sports and fine arts programs in South Dakota. Headquartered in Pierre, it directs, coordinates, and sets eligibility rules for these programs across member schools to ensure fair play, safety, and equal opportunity; Independently Contracted - Basketball Referee; Start Date 09/25/2024; 10 hours per month; 0 hours per month during trading hours; I am a certified official in South Dakota. I referee highschool basketball games from November - March.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-11-14
S65 Uniform Investment Adviser Law Examination 2024-01-24
  • S63 Uniform Securities Agent State Law Examination
    2025-11-14
  • S65 Uniform Investment Adviser Law Examination
    2024-01-24

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