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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-01-25 |
Branch Locations
401 Vivian Street South, Aberdeen, SD 57401 • United States
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 01/2024 | Present |
| Schwan Financial Group | Aberdeen | SD | 08/2023 | Present |
| Schwan Financial Group | Aberdeen | SD | 05/2022 | 08/2023 |
| Northern State | Aberdeen | SD | 08/2020 | 12/2023 |
| B&H Masoring | Aberdeen | SD | 03/2020 | 08/2020 |
| Apr & Fd | Aberdeen | SD | 05/2017 | 08/2019 |
| Aberdeen Christian School | Aberdeen | SD | 08/2013 | 09/2020 |
| Integrity Alliance, Llc | Aberdeen | SD | 07/2026 | Present |
1) DBA - SCHWAN FINANCIAL GROUP - 401 VIVIAN STREET, ABERDEEN, SD 57401; INVESTMENT RELATED; INVESMENT ADVISORY, FINANCIAL PLANNING MANAGEMENT & INSURANCE; INVESTMENT PORTFOLIO ASSOCIATE; 100% OF TIME SPENT. 2) SCHWAN FINANCIAL ADVISORS - 401 VIVIAN STREET, ABERDEEN, SD 57401; INVESTMENT RELATED; FINANCIAL PLANNING; INVESTMENT PORTFOLIO ASSOCIATE; 100% OF TIME SPENT. 3) SDHSAA; Investment Related- No; 804 N Euclid Ave Ste 102 Pierre, SD 57501; SDHSAA is the not-for-profit governing body for interscholastic high school sports and fine arts programs in South Dakota. Headquartered in Pierre, it directs, coordinates, and sets eligibility rules for these programs across member schools to ensure fair play, safety, and equal opportunity; Independently Contracted - Basketball Referee; Start Date 09/25/2024; 10 hours per month; 0 hours per month during trading hours; I am a certified official in South Dakota. I referee highschool basketball games from November - March.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-11-14 |
| S65 | Uniform Investment Adviser Law Examination | 2024-01-24 |
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