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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-10-18 |
Branch Locations
Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boston College Libraries | Boston | MA | 08/2019 | 05/2022 |
| The Borgen Project | Tacoma | WA | 01/2021 | 04/2021 |
| Nbcuniversal | Boston | MA | 09/2021 | 12/2021 |
| Ubs Financial Services, Inc | Weehawken | NJ | 05/2022 | 08/2022 |
| Boston College Center For Student Wellness | Boston | MA | 08/2022 | 05/2023 |
| Ubs Financial Services, Inc | Weehawken | NJ | 08/2023 | Present |
| Boston College | Boston | MA | 08/2019 | 05/2023 |
| John Randolph Tucker High School | Henrico | VA | 09/2014 | 06/2019 |
| Chipotle Mexican Grill | Glen Allen | VA | 06/2017 | 05/2019 |
| Gopeer | Remote | XX | 12/2020 | 01/2023 |
| Boston College Bc F1Rst | Boston | MA | 07/2021 | 09/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-22 |
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