Steven Louis Lapointe

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2023 → 12/2023
  Ubs Financial Services
  Boston, MA
• 06/2022 → 08/2022
  Ubs Financial Services
  Boston, MA
• 01/2024 → Present
  Ubs Financial Services
  Nashville, TN
• 06/2018 → 08/2020
  Black Cow Restaurant
  Newburyport, MA
• 09/2021 → 05/2022
  Whole Foods Market
  Providence, RI
• 05/2017 → 06/2018
  Brown Sugar By The Sea
  Newburyport, MA
• 08/2019 → 05/2023
  Bryant University
  Smithfield, RI
• 05/2013 → 05/2017
  Georgetown Middle High School
  Georgeotwn, MA

Exams

• S66 Uniform Combined State Law Examination
  2025-12-11

Other Names

• Steven Lapointe
• Steven Louis Lapointe