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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert Moses State Park | West Islip | NY | 06/2017 | 08/2020 |
| Royal Alliance | Melville | NY | 06/2020 | Present |
| West Islip High School | West Islip | NY | 06/2012 | 06/2017 |
1. INVESTMENT ADVISOR REPRESENTATIVE, LIGHTHOUSE FINANCIAL NETWORK POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 155 SECURITIES TRADING HOURS: 130 START DATE: 06/24/2022 ADDRESS: 575 BROADHOLLOW RD, LIGHTHOUSE FINANCIAL NETWORK, LLC, MELVILLE NY 11747-5009, United States DESCRIPTION: Investment Advisor Representative marketing under the name Lighthouse Financial Network to represent/ solicit Broker Dealer products viaOsaic Wealth Inc. 2. INDEPENDENT INSURANCE BROKER POSITION: Insurance Broker NATURE: Independent Insurance Broker INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/24/2022 ADDRESS: 575 BROADHOLLOW RD, MELVILLE NY 11747-5009, United States DESCRIPTION: Independent Insurance Broker representing various insurance co's
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-19 |
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