Douglas John Domian

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2012-12-13
TX	RA	APPROVED	2012-12-13

CT RA
APPROVED

Since 2012-12-13
TX RA
APPROVED

Since 2012-12-13

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Griswold, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services, Inc.	Hartford	CT	12/2012	Present

12/2012 → Present

Ubs Financial Services, Inc.

Hartford, CT

Previous Registrations

2009-03-18 → 2012-12-14

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington, CT

Hartford, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-12-01
S63	Uniform Securities Agent State Law Examination	2006-10-04

S65 Uniform Investment Adviser Law Examination

2008-12-01
S63 Uniform Securities Agent State Law Examination

2006-10-04

Other Names

Douglas John Domian
Douglas J Domian

View on SEC IAPD