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Nina N Diaz

Raymond James & Associates, Inc.

Miami, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-26
  • FL RA
    APPROVED
    Since 2024-06-26

Branch Locations

600 Brickell Avenue Suites 1875 And 2250, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc. Miami FL 01/2024 Present
Raymond James & Associates Inc. St. Petersburg FL 05/2022 08/2022
University Of Florida Gainesville FL 06/2019 12/2023
Unemployed Miami FL 01/2014 05/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-18
  • S66 Uniform Combined State Law Examination
    2024-03-18
Other Names
  • Nina Nicole Diaz

View on SEC IAPD

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