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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-06-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Peoria | IL | 05/2022 | 01/2023 |
| Raymond James Financial Services, Inc. | Peoria | IL | 01/2023 | 05/2025 |
| First Midwest Bank | Galesburg | IL | 05/2017 | 05/2022 |
| Woodforest National Bank | Galesburg | IL | 03/2007 | 04/2017 |
| Busey Bank | Peoria | IL | 09/2023 | 05/2025 |
| Raymond James Financial Services Advisors, Inc | Peoria | IL | 07/2023 | 05/2025 |
| Busey Investment Services | Peoria | IL | 09/2023 | 05/2025 |
| Citizens Equity First Credit Union | Peoria | IL | 05/2025 | Present |
| Lpl Financial Llc | Peoria | IL | 06/2025 | Present |
1. Start Date: 6/2/2025 - CEFCU Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At reported business location(s) - 0 Hrs/Mth - 0 Hrs During Trading. - Time Spent: 0 2. Start Date: 07/12/2024 - Notary - Notary - Investment Related - Dunlap, IL 61524 - 0 Hrs/Mth - 0 Hrs During Trading. - Time Spent: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-01 |
| S66 | Uniform Combined State Law Examination | 2023-07-01 |
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