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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-03
TX RA APPROVED 2024-04-03
  • CA RA
    APPROVED
    Since 2024-04-03
  • TX RA
    APPROVED
    Since 2024-04-03

Branch Locations

2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Los Angeles CA 05/2022 03/2024
Stryker Santa Monica CA 11/2018 08/2021
Creative Artists Agency Los Angeles CA 12/2016 04/2018
Law Offices Of Howard Silber Westlake Village CA 04/2016 12/2016
Unemployed Los Angeles CA 09/2021 04/2022
J.P. Morgan Securities Llc Los Angeles CA 03/2024 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 03/2024 Present
Unemployed Los Angeles CA 05/2018 11/2018
  • 05/2022 → 03/2024
    Raymond James & Associates, Inc.
    Los Angeles, CA
  • 11/2018 → 08/2021
    Stryker
    Santa Monica, CA
  • 12/2016 → 04/2018
    Creative Artists Agency
    Los Angeles, CA
  • 04/2016 → 12/2016
    Law Offices Of Howard Silber
    Westlake Village, CA
  • 09/2021 → 04/2022
    Unemployed
    Los Angeles, CA
  • 03/2024 → Present
    Los Angeles, CA
  • 03/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 05/2018 → 11/2018
    Unemployed
    Los Angeles, CA
Other Businesses

Effective 3/11/2024 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-08
  • S66 Uniform Combined State Law Examination
    2024-03-08

View on SEC IAPD

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