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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-01-03
TX RA APPROVED_RES 2025-01-02
NJ RA APPROVED 2023-06-19
  • DE RA
    APPROVED
    Since 2025-01-03
  • TX RA
    APPROVED_RES
    Since 2025-01-02
  • NJ RA
    APPROVED
    Since 2023-06-19

Branch Locations

2951 Centerville Rd, Wilmington, DE 19808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Garden State Home Loans Cherry Hill NJ 05/2019 05/2022
Nexus Properties Glassboro NJ 05/2018 05/2019
Grapevine Visual Concepts Southampton PA 05/2017 05/2018
Blufish Designs Avalon NJ 05/2015 05/2017
Valic Financial Advisors, Inc./Corebridge Financial Mount Laurel NJ 06/2022 05/2023
Agia Houston TX 12/2022 05/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mount Laurel NJ 05/2023 Present
Chestnut Hill College Philadelphia PA 08/2016 05/2020
Bank Of America, N.A. Mount Laurel NJ 07/2023 Present
  • 05/2019 → 05/2022
    Garden State Home Loans
    Cherry Hill, NJ
  • 05/2018 → 05/2019
    Nexus Properties
    Glassboro, NJ
  • 05/2017 → 05/2018
    Grapevine Visual Concepts
    Southampton, PA
  • 05/2015 → 05/2017
    Blufish Designs
    Avalon, NJ
  • 06/2022 → 05/2023
    Valic Financial Advisors, Inc./Corebridge Financial
    Mount Laurel, NJ
  • 12/2022 → 05/2023
    Agia
    Houston, TX
  • 05/2023 → Present
    Mount Laurel, NJ
  • 08/2016 → 05/2020
    Chestnut Hill College
    Philadelphia, PA
  • 07/2023 → Present
    Bank Of America, N.A.
    Mount Laurel, NJ
Previous Registrations
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-12
  • S66 Uniform Combined State Law Examination
    2022-09-12
Other Names
  • Samuel Mitcho

View on SEC IAPD

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