Daniel Patrick Sullivan

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → 08/2017
  Thumanns Inc.
  Moonachie, NJ
• 06/2018 → 08/2018
  Rutherford Department Of Public Works
  Rutherford, NJ
• 06/2019 → 08/2019
  Hunter Roberts Construction Company
  New York City, NY
• 06/2021 → 08/2021
  Lazard
  New York City, NY
• 06/2022 → Present
  Ubs Financial Services Inc.
  Weehawken, NJ
• 06/2013 → 08/2020
  Danny's Seasonal Care
  Rutherford, NJ
• 09/2014 → 05/2018
  Rutherford High School
  Rutherford, NJ
• 08/2018 → 05/2022
  The College Of New Jersey
  Ewing, NJ
• 01/2016 → 12/2018
  Rutherford High School
  Rutherford, NJ

Exams

• S66 Uniform Combined State Law Examination
  2022-11-08