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Tracy Owen Caldwell

Onedigital

Overland Park, KS

Jensen Beach, FL

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Current Employers
Onedigital

11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States

Jensen Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Resources Investment Advisors, Llc Overland Park KS 05/2022 Present
Resources Investment Advisors, Llc Overland Park KS 01/2021 05/2022
Truist Bank (Formerly Sun Trust Bank) Raleigh NC 11/2013 01/2021
  • 05/2022 → Present
    Resources Investment Advisors, Llc
    Overland Park, KS
  • 01/2021 → 05/2022
    Resources Investment Advisors, Llc
    Overland Park, KS
  • 11/2013 → 01/2021
    Truist Bank (Formerly Sun Trust Bank)
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-26
  • S65 Uniform Investment Adviser Law Examination
    2022-04-26
Other Names
  • Tracy Owen Williams
  • Tracy Renee Owen

View on SEC IAPD

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Other Offices

MARINER · OVERLAND PARK, KS
MARINER INDEPENDENT · OVERLAND PARK, KS
MARINER WEALTH · OVERLAND PARK, KS
MARINER · OVERLAND PARK,, KS
PCG WEALTH MANAGEMENT · OVERLAND PARK, KS
MARINER ADVISOR NETWORK · OVERLAND PARK, KS
ASPEN PRIVATE CREDIT MANAGER, LLC · OVERLAND PARK, KS
AMERIPRISE FINANCIAL SERVICES, LLC · Overland Park, KS

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