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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-11 |
Branch Locations
1000 Louisiana St 7Th Fl [Pcg-9Q], Houston, TX 77002 • United States
1000 Louisiana St 7Th Fl [Vc-Rbo], Houston, TX 77002 • United States
825 Town And Country Ln Ste 300, Houston, TX 77024 • United States
825 Town And Country Ln Ste 300 [Lx-Rbo], Houston, TX 77024 • United States
2700 Post Oak Blvd Ste 900, Houston, TX 77056 • United States
77 Sugar Creek Center Blvd Ste 100, Sugar Land, TX 77478 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Charlotte | NC | 01/2014 | 08/2017 |
| Wells Fargo Clearing Services Llc | Fort Worth | TX | 08/2017 | 11/2021 |
| Raymond James & Associates Inc, | Houston | TX | 11/2021 | 12/2023 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 12/2023 | Present |
RENTAL PROPERTY, INV RELATED, HOUSTON, TX, 100% OWNERSHIP, START 10/1/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-22 |
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