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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-02-24
  • MA RA
    APPROVED
    Since 2026-02-24

Branch Locations

1669 Northampton Street, Holyoke, MA 01040 • United States

14 Bobala Rd, Holyoke, MA 01040 • United States

Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-08
MA RA APPROVED 2023-03-13
  • TX RA
    APPROVED_RES
    Since 2025-11-08
  • MA RA
    APPROVED
    Since 2023-03-13

Branch Locations

1669 Northampton Street, Holyoke, MA 01040 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tri Construction Company Inc. Boston MA 08/2016 10/2019
Lpl Financial Llc Holyoke MA 05/2022 Present
Paper City Management Holyoke MA 10/2019 12/2022
Private Advisor Group, Llc Morristown NJ 02/2023 Present
  • 08/2016 → 10/2019
    Tri Construction Company Inc.
    Boston, MA
  • 05/2022 → Present
    Holyoke, MA
  • 10/2019 → 12/2022
    Paper City Management
    Holyoke, MA
  • 02/2023 → Present
    Morristown, NJ
Other Businesses

1) 01/31/2023 - Dowd Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 01/31/2023 - PAPER CITY MANAGEMENT LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - At Reported Business Location(s) 3) 4/3/2023 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - 160 Hours Per Month - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 04/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 4/3/2023 - Private Advisor Group - DBA: FLYNN FINANCIAL PART NERS LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - 160 Hours Per Month - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 04/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 08/02/2023 - Crosstown Development LLC - Not Investment Related - Holyoke, MA - Start Date 07/26/2023 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-24
  • S66 Uniform Combined State Law Examination
    2023-02-24

View on SEC IAPD

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