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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-05-22
NC RA APPROVED 2022-10-31
  • NJ RA
    APPROVED
    Since 2025-05-22
  • NC RA
    APPROVED
    Since 2022-10-31

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services.iNc Charlotte NC 06/2022 Present
Hobart And William Smith Geneva NY 02/2019 08/2022
Prosek Partners Cumberland ME 06/2021 08/2021
"Truck Guys" Squirrel Island Squirrel Island ME 06/2018 08/2020
Squirrel Island Village Corporation Squirrel Island ME 06/2016 08/2017
Student Cumberland ME 09/2005 05/2022
  • 06/2022 → Present
    Ubs Financial Services.iNc
    Charlotte, NC
  • 02/2019 → 08/2022
    Hobart And William Smith
    Geneva, NY
  • 06/2021 → 08/2021
    Prosek Partners
    Cumberland, ME
  • 06/2018 → 08/2020
    "Truck Guys" Squirrel Island
    Squirrel Island, ME
  • 06/2016 → 08/2017
    Squirrel Island Village Corporation
    Squirrel Island, ME
  • 09/2005 → 05/2022
    Student
    Cumberland, ME
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-31
  • S66 Uniform Combined State Law Examination
    2022-10-31

View on SEC IAPD

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