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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-04 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne Hummer Investments | Chicago | IL | 07/2007 | 01/2025 |
| Lpl Financial Llc | Hinsdale | IL | 01/2025 | Present |
1. 01/2025- Airway Holdings- Real Estate Rental- INV Related- At Illinois- Start date 03/26/2024 2. 01/2025- 1302Holdings- Real Estate Rental- INV Related- At Illinois- Start date 03/09/2023 3. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/09/2007- 240 Hours Per Month- 136 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-08 |
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