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Brett Oliver Moore

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7548810

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-24
GA RA APPROVED 2023-10-20
VA RA APPROVED 2023-09-14
FL RA APPROVED 2023-08-08
SC RA APPROVED 2023-08-08
NY RA APPROVED 2023-07-20
PA RA APPROVED 2023-07-20
NC RA APPROVED 2023-07-06
TX RA APPROVED 2023-07-06
  • CA RA
    APPROVED
    Since 2024-04-24
  • GA RA
    APPROVED
    Since 2023-10-20
  • VA RA
    APPROVED
    Since 2023-09-14
  • FL RA
    APPROVED
    Since 2023-08-08
  • SC RA
    APPROVED
    Since 2023-08-08
  • NY RA
    APPROVED
    Since 2023-07-20
  • PA RA
    APPROVED
    Since 2023-07-20
  • NC RA
    APPROVED
    Since 2023-07-06
  • TX RA
    APPROVED
    Since 2023-07-06

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2022 Present
Pnc Financial Services Group Pittsburgh PA 05/2021 07/2021
Caldwell's Windoware Pittsburgh PA 05/2021 05/2021
Upper St. Clair High School Pittsburgh PA 08/2014 06/2018
Washington And Jefferson College Washington PA 08/2018 05/2020
University Of Florida Gainesville FL 08/2020 05/2022
Vanguard Marketing Corporation Charlotte NC 06/2022 Present
Vanguard Advisers, Inc. Charlotte NC 05/2025 Present
  • 06/2022 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 05/2021 → 07/2021
    Pnc Financial Services Group
    Pittsburgh, PA
  • 05/2021 → 05/2021
    Caldwell's Windoware
    Pittsburgh, PA
  • 08/2014 → 06/2018
    Upper St. Clair High School
    Pittsburgh, PA
  • 08/2018 → 05/2020
    Washington And Jefferson College
    Washington, PA
  • 08/2020 → 05/2022
    University Of Florida
    Gainesville, FL
  • 06/2022 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 05/2025 → Present
    Vanguard Advisers, Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-18
  • S66 Uniform Combined State Law Examination
    2022-08-18
Other Names
  • Brett Moore

View on SEC IAPD

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