Alvaro A Mayorga

Ubs Financial Services Inc.

Coral Gables, FL

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-12-20

FL RA
APPROVED

Since 2017-12-20

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc	Miami	FL	08/2007	10/2017
Ubs Financial Services Inc	Miami	FL	10/2017	Present

08/2007 → 10/2017

Hsbc

Miami, FL
10/2017 → Present

Ubs Financial Services Inc

Miami, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-11-07

S66 Uniform Combined State Law Examination

2017-11-07

Other Names

Alvaro A Mayorga
Alvaro A Mayorga

View on SEC IAPD

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