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Raveen Rathi

Rockefeller Financial LLC

Chicago, IL

CRD 7548542

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Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-09
  • IL RA
    APPROVED
    Since 2026-06-09

Branch Locations

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moelis & Company Llc New York NY 07/2023 05/2025
Duke University Durham NC 07/2021 05/2023
Unemployed Chicago IL 04/2021 07/2021
Point B Chicago IL 11/2018 04/2021
Ibm Chicago IL 09/2015 10/2018
Rockefeller Financial Llc Chicago IL 05/2025 Present
  • 07/2023 → 05/2025
    Moelis & Company Llc
    New York, NY
  • 07/2021 → 05/2023
    Duke University
    Durham, NC
  • 04/2021 → 07/2021
    Unemployed
    Chicago, IL
  • 11/2018 → 04/2021
    Point B
    Chicago, IL
  • 09/2015 → 10/2018
    Ibm
    Chicago, IL
  • 05/2025 → Present
    Rockefeller Financial Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-09
  • S66 Uniform Combined State Law Examination
    2026-06-09

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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