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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-04-11
  • NC RA
    APPROVED
    Since 2024-04-11

Branch Locations

Charlotte, NC • United States

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Charlotte NC 05/2022 04/2024
Jp Morgan Chase & Co Charlotte NC 06/2021 03/2022
San Diego County Credit Union San Diego CA 03/2020 03/2021
Subway San Diego CA 03/2018 03/2019
Sprouts Farmers Market San Diego CA 04/2019 04/2020
Amazon San Diego CA 07/2019 07/2019
Healthcare Sc, Llc Rock Hill SC 05/2021 05/2021
San Diego Miramar College San Diego CA 05/2019 09/2019
University Of Medicine Taunggyi Taunggyi 03/2016 03/2017
Unemployed Yangon 03/2017 03/2018
Vanguard Advisers, Inc. Charlotte NC 09/2022 04/2024
Tiaa Charlotte NC 04/2024 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 04/2024 Present
  • 05/2022 → 04/2024
    Vanguard Marketing Corporation
    Charlotte, NC
  • 06/2021 → 03/2022
    Jp Morgan Chase & Co
    Charlotte, NC
  • 03/2020 → 03/2021
    San Diego County Credit Union
    San Diego, CA
  • 03/2018 → 03/2019
    Subway
    San Diego, CA
  • 04/2019 → 04/2020
    Sprouts Farmers Market
    San Diego, CA
  • 07/2019 → 07/2019
    Amazon
    San Diego, CA
  • 05/2021 → 05/2021
    Healthcare Sc, Llc
    Rock Hill, SC
  • 05/2019 → 09/2019
    San Diego Miramar College
    San Diego, CA
  • 03/2016 → 03/2017
    University Of Medicine Taunggyi
    Taunggyi
  • 03/2017 → 03/2018
    Unemployed
    Yangon
  • 09/2022 → 04/2024
    Charlotte, NC
  • 04/2024 → Present
    Tiaa
    Charlotte, NC
  • 04/2024 → Present
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-12
  • S66 Uniform Combined State Law Examination
    2022-09-12
Other Names
  • Myla Cho
  • Pann Cho
  • Pann Myat Cho
  • Myla Emmeline Cho

View on SEC IAPD

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