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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-04-11 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Charlotte | NC | 05/2022 | 04/2024 |
| Jp Morgan Chase & Co | Charlotte | NC | 06/2021 | 03/2022 |
| San Diego County Credit Union | San Diego | CA | 03/2020 | 03/2021 |
| Subway | San Diego | CA | 03/2018 | 03/2019 |
| Sprouts Farmers Market | San Diego | CA | 04/2019 | 04/2020 |
| Amazon | San Diego | CA | 07/2019 | 07/2019 |
| Healthcare Sc, Llc | Rock Hill | SC | 05/2021 | 05/2021 |
| San Diego Miramar College | San Diego | CA | 05/2019 | 09/2019 |
| University Of Medicine Taunggyi | Taunggyi | 03/2016 | 03/2017 | |
| Unemployed | Yangon | 03/2017 | 03/2018 | |
| Vanguard Advisers, Inc. | Charlotte | NC | 09/2022 | 04/2024 |
| Tiaa | Charlotte | NC | 04/2024 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-12 |
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