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Shane Benick

Ubs Financial Services Inc.

West Saint Paul, MN

St Paul, MN

CRD 7548305

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-09
  • MN RA
    APPROVED
    Since 2023-08-09

Branch Locations

West Saint Paul, MN • United States

444 Cedar St, St Paul, MN 55101-2108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Wealth Management Minneapolis MN 09/2021 05/2022
Rbc Wealth Management Minneapolis MN 06/2022 12/2022
Shamrocks Bar And Grill Saint Paul MN 04/2015 06/2020
Town & Country Club Saint Paul MN 05/2020 10/2022
Ubs Financial Services Saint Paul MN 01/2023 Present
Cretin-Derham Hall High School Saint Paul MN 08/2014 05/2018
University Of St. Thomas Saint Paul MN 09/2018 05/2022
  • 09/2021 → 05/2022
    Rbc Wealth Management
    Minneapolis, MN
  • 06/2022 → 12/2022
    Rbc Wealth Management
    Minneapolis, MN
  • 04/2015 → 06/2020
    Shamrocks Bar And Grill
    Saint Paul, MN
  • 05/2020 → 10/2022
    Town & Country Club
    Saint Paul, MN
  • 01/2023 → Present
    Ubs Financial Services
    Saint Paul, MN
  • 08/2014 → 05/2018
    Cretin-Derham Hall High School
    Saint Paul, MN
  • 09/2018 → 05/2022
    University Of St. Thomas
    Saint Paul, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-09
  • S66 Uniform Combined State Law Examination
    2023-08-09

View on SEC IAPD

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