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James Walter Stephens

Strategic Advisers LLC

Stamford, CT

Stamford, CT

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-12
CT RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2026-02-12
  • CT RA
    APPROVED
    Since 2025-03-31

Branch Locations

869 Washington Blvd, Stamford, CT 06901-2903 • United States

Stamford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Vermont Tutoring Center Burlington VT 08/2023 05/2024
Unemployed/Student Northfield VT 08/2019 06/2020
Unemployed/Student Northfield VT 09/2014 06/2019
Northfield Country Club Northfield VT 05/2021 08/2021
Ameriprise Financial Barre VT 05/2022 08/2022
Unemployed/Student Burlington VT 07/2020 05/2021
Ameriprise Financial Barre VT 06/2023 08/2023
Unemployed/Student Burlington VT 08/2021 05/2022
Student Transportation Of America Williamstown VT 06/2019 08/2019
Unemployed Burlington VT 05/2024 09/2024
University Of Vermont Tutoring Center Burlington VT 08/2022 05/2023
Fidelity Investments Stamford CT 09/2024 Present
Student Transportation Of America Williamstown VT 06/2020 07/2020
Unemployed Burlington VT 05/2023 06/2023
Fidelity Investments Boston MA 03/2025 Present
  • 08/2023 → 05/2024
    University Of Vermont Tutoring Center
    Burlington, VT
  • 08/2019 → 06/2020
    Unemployed/Student
    Northfield, VT
  • 09/2014 → 06/2019
    Unemployed/Student
    Northfield, VT
  • 05/2021 → 08/2021
    Northfield Country Club
    Northfield, VT
  • 05/2022 → 08/2022
    Ameriprise Financial
    Barre, VT
  • 07/2020 → 05/2021
    Unemployed/Student
    Burlington, VT
  • 06/2023 → 08/2023
    Ameriprise Financial
    Barre, VT
  • 08/2021 → 05/2022
    Unemployed/Student
    Burlington, VT
  • 06/2019 → 08/2019
    Student Transportation Of America
    Williamstown, VT
  • 05/2024 → 09/2024
    Unemployed
    Burlington, VT
  • 08/2022 → 05/2023
    University Of Vermont Tutoring Center
    Burlington, VT
  • 09/2024 → Present
    Fidelity Investments
    Stamford, CT
  • 06/2020 → 07/2020
    Student Transportation Of America
    Williamstown, VT
  • 05/2023 → 06/2023
    Unemployed
    Burlington, VT
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2025-03-04 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Stamford, CT
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-17
  • S66 Uniform Combined State Law Examination
    2025-01-17
Other Names
  • James Stephens
  • James Walter Stephens
  • James W Stephens

View on SEC IAPD

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PAUL JON ACKERLEY
PATRICK J MCSTAY
LENNY CASTAGNA
SCOTT MICHAEL BARTONE
Anthony Vollmer
Kristen Sue Clark

Other Offices

COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
K2/D&S MANAGEMENT CO., L.L.C. · STAMFORD, CT
LONGRANGE CAPITAL, L.P. · STAMFORD, CT
DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
O'SHAUGHNESSY ASSET MANAGEMENT, LLC · STAMFORD, CT
CONCENTRIC CAPITAL STRATEGIES L.P. · STAMFORD, CT
INTEGRA GLOBAL ADVISORS LLC · Stamford, CT
MEASURE 8 VENTURE PARTNERS · STAMFORD, CT

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