Dane Wood Runia

Current Employers

Employment History

• 05/2006 → 08/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Provo, UT
• 09/2009 → 08/2021
  Bank Of America, N.A.
  Provo, UT
• 08/2021 → Present
  Morgan Stanley Smith Barney Llc
  Provo, UT
• 10/2021 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2006-12-08 → 2021-08-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Salt Lake City, UT

Other Businesses

I*84813FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: KNVB LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: PROVO, UTAH 84604 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 8/6/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: KNVB LLC WAS SET UP FOR ESTATE PLANNING PURPOSES TO INVEST IN ICEMAN007 LLC. I*84816 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ICEMAN007 LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: PROVO, UTAH 84604 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 8/6/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE LLC WAS SET UP FOR ESTATE PLANNING PURPOSES TO FUND A PRIVATE INVESTMENT *466266- Snoepjes LLC; Investment related Yes; Provo, Utah; Investment/Finance/Banking; Manager (proprietor, partner, officer, director, employee, trustee, agent); 09/2014; During business hours: 1; After business hours: 0; Administrative *455945- Hotel Charlie, LLC; Investment related Yes; Provo, Utah; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 11/2015; During business hours: 1; After business hours: 0; Owner *466690 - Charlie Investors LLC; Investment related - Yes; Provo, Utah; Investment/Finance/Banking; Manager (proprietor, partner, officer, director, employee, trustee, agent); 01/2017; During business hours: 1; After business hours: 0; Administrative I*128842 For profit or not for profit: For-Profit Organization Name of outside business organization: Hartwood Trust Investment related: Y Address of business: Provo, Utah 84604 Nature of business: Trust, Position, title, association: Trustee, Start date of relationship: 4/21/2014 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Hartwood Trust is a revocable living trust set up for estate planning purposes. My wife is the grantor. We both serve as trustees. *455678 - Lima Papa LLC; Investment related-Yes; Provo, Utah; Recreation; Manager (proprietor, partner, officer, director, employee, trustee, agent); 07/2020; During business hours: 0; After business hours: 1; Other. *455690- Trust; Investment related Yes; Orem, Utah; Trust; Trustee/Co-Trustee; 04/2014; During business hours: 1; After business hours: 0; *466276- Iceman007 LLC; Investment related -Yes; Provo, Utah; Investment/Finance/Banking; Manager(proprietor, partner, officer, director, employee, trustee, agent); 07/2015; During business hours: 1; After business hours: 0; Administrative *482791- KNVB, LLC; Investment related -No; Provo, Utah; Investment/Finance/Banking; Manager(proprietor, partner, officer, director, employee, trustee, agent); 09/2015; During business hours: 0; After business hours: 1; Administrative *503463 : Papa Charlie LLC ; Investment related : Yes ; Provo ; Utah ; Aircraft ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 6/2022 ; During business hours : 1 ; After business hours : 0 ; Owner *587406- Hotel Lima Papa; Investment Related: Yes; Provo, Utah; Real Estate; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 05/2024; During Business Hours: 0; After Business Hours: 1; Administrative

Exams

• S66 Uniform Combined State Law Examination
  2006-12-07

Designations

Other Names

• Dane Wood Runia
• Dane Runia