Steven Thomas Moss

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 05/2024
  Lpl Financial Llc
  Panama City Beach, FL
• 05/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 05/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2020 → Present
  Moss Wealth Management
  Panama City Beach, FL

Previous Registrations

• 2009-03-19 → 2024-05-21
  Lpl Financial Llc
  Panama City, FL
  Panama City Beach, FL
• 2008-01-01 → 2009-03-10
  Wells Fargo Clearing Services, Llc
  Panama City, FL
• 2006-08-28 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Panama City, FL
  St. Louis, MO

Other Businesses

1. NAME OF OTHER BUSINESS: BAY COUNTY SCHOOL BOARD INVESTMENT RELATED: NO ADDRESS: 1311 BALBOA AVENUE PANAMA CITY, FL 32401 NATURE OF BUSINESS: EDUCATION START DATE: 11/2010 POSITION/TITLE/RELATIONSHIP: SCHOOL BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: ATTENDING REGULARLY SCHEDULED SCHOOL BOARD MEETINGS, VISIT DISTRICT SCHOOLS, VOTE/MAKE DECISIONS ON VARIOUS TOPICS THAT ARISE 2. NAME OF OTHER BUSINESS: MOSS WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2020 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: OWNER AND SOLE PROPRIETOR

Exams

• S66 Uniform Combined State Law Examination
  2006-08-24

Other Names

• Steve Thomas Moss