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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-05-20
  • TN RA
    APPROVED
    Since 2024-05-20

Branch Locations

800 South Gay Street Suite 2600, Knoxville, TN 37929 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Knoxville TN 05/2022 Present
F&M Bank Cookeville TN 09/2020 05/2022
Academy Sports & Outdoors Cookeville TN 08/2020 09/2021
Tennessee Technological University Cookeville TN 08/2016 05/2020
  • 05/2022 → Present
    Ubs Financial Services
    Knoxville, TN
  • 09/2020 → 05/2022
    F&M Bank
    Cookeville, TN
  • 08/2020 → 09/2021
    Academy Sports & Outdoors
    Cookeville, TN
  • 08/2016 → 05/2020
    Tennessee Technological University
    Cookeville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-17
  • S66 Uniform Combined State Law Examination
    2024-05-17

View on SEC IAPD

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