Matthew Christopher Nicolelli

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-03-03
RI	RA	APPROVED	2023-02-02

TX RA
APPROVED

Since 2023-03-03
RI RA
APPROVED

Since 2023-02-02

Branch Locations

1 Financial Plaza, Providence, RI 02903 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Providence	RI	05/2022	Present
Loomis, Sayles & Company	Boston	MA	07/2021	05/2022
Mfs Investment Management	Boston	MA	07/2020	01/2021
State Street Corporation	Boston	MA	01/2019	06/2019
Clambake Club Of Newport	Middletown	RI	06/2018	08/2018
Yard House	Boston	MA	02/2018	05/2018
Twin Willows	Narragansett	RI	06/2017	09/2017
Farmers Insurance	Armonk	NY	03/2017	06/2017
Byram Hills High School	Armonk	NY	09/2013	06/2017
Northeastern University	Boston	MA	09/2017	07/2021
Unemployed	Narragansett	RI	06/2021	08/2021
Umai/ Murasaki Inc.	Boston	MA	01/2020	03/2020
Bank Of America, N.A.	Providence	RI	11/2024	Present

05/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI
07/2021 → 05/2022

Loomis, Sayles & Company

Boston, MA
07/2020 → 01/2021

Mfs Investment Management

Boston, MA
01/2019 → 06/2019

State Street Corporation

Boston, MA
06/2018 → 08/2018

Clambake Club Of Newport

Middletown, RI
02/2018 → 05/2018

Yard House

Boston, MA
06/2017 → 09/2017

Twin Willows

Narragansett, RI
03/2017 → 06/2017

Farmers Insurance

Armonk, NY
09/2013 → 06/2017

Byram Hills High School

Armonk, NY
09/2017 → 07/2021

Northeastern University

Boston, MA
06/2021 → 08/2021

Unemployed

Narragansett, RI
01/2020 → 03/2020

Umai/ Murasaki Inc.

Boston, MA
11/2024 → Present

Bank Of America, N.A.

Providence, RI

Other Businesses

I*1870275, Entity Type Entity For Profit, Name of OBA: White Lotus Partners LLC Address: ArmonkNew York10504 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date:06/02/2024 No Hours: 15 Weekly No Hours during trading: 0 Duties: I'm a member along with another individual and will be using the LLC to purchase products at local retailers with the purpose of reselling them on online marketplaces like Amazon. NAICS code for it is *****. We both have 50% ownership of the LLC, have access to funds for the business, are authorized signors, and may potentially receive compensation from the business if successful in the future.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-01-31

S66 Uniform Combined State Law Examination

2023-01-31

Other Names

Matthew Nicolelli

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