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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-31
CA RA APPROVED 2022-10-24
  • TX RA
    APPROVED
    Since 2022-10-31
  • CA RA
    APPROVED
    Since 2022-10-24

Branch Locations

391 Gellert Blvd, Daly City, CA 94015 • United States

400 El Camino Real, Burlingame, CA 94010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc; Bank Of America, N.A. San Francisco CA 11/2019 Present
Milpitas Police Department Milpitas CA 04/2016 10/2019
  • 11/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc; Bank Of America, N.A.
    San Francisco, CA
  • 04/2016 → 10/2019
    Milpitas Police Department
    Milpitas, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-30
  • S66 Uniform Combined State Law Examination
    2022-09-30

View on SEC IAPD

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