Marie Claire Elliott

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2022 → Present
  Lpl Financial Llc
  Port Allen, LA
• 01/2022 → 07/2022
  Unemployed
  Port Allen, LA
• 06/2019 → 12/2021
  Pactec Inc.
  Clinton, LA
• 03/2015 → 09/2019
  Rock-N-Sake
  Baton Rouge, LA
• 07/2023 → Present
  Newedge Advisors, Llc.
  New Orleans, LA

Other Businesses

1) 02/17/2023 - Oak Capital Financial Advisors, LLC - Business Entity For Tax/Investment Purposes Only - Business Entity for LPL revenue - Port Allen, LA 70767 - Investment related - Start date: 07/05/2021. 2) 3/21/2023 - Oak Capital Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date - 02/13/2023 3) 07/18/2023 - NewEdge Advisors, LLC; DBA Oak Capital Financial Advisors (RIA) - 07/2023 - Investment Related - Registered Admin - at reported business location. 4) 05/30/2024 - Oak Capital Private Wealth - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 5/7/2024 - 30 Hrs/Mo During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2023-07-11

Other Names

• Marie Claire Dore
• Claire Elliott
• Claire Dore