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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-08-25
OK RA APPROVED 2025-08-08
TX RA APPROVED 2025-08-08
CO RA APPROVED 2025-07-18
  • DC RA
    APPROVED
    Since 2025-08-25
  • OK RA
    APPROVED
    Since 2025-08-08
  • TX RA
    APPROVED
    Since 2025-08-08
  • CO RA
    APPROVED
    Since 2025-07-18

Branch Locations

Centennial, CO • United States

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thunderridge High School Highlands Ranch CO 03/2018 10/2021
Dicks Sporting Goods Littleton CO 06/2018 08/2018
Unemployed Highlands Ranch CO 10/2021 06/2022
Unemployed Highlands Ranch CO 02/2012 03/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2022 05/2023
Northwestern Mutual Investment Services Llc Englewood CO 01/2023 05/2023
Cuso Financial Services, Lp San Diego CA 01/2025 05/2025
Blue Federal Credit Union Loveland CO 08/2023 06/2025
Unemployed Fort Collins CO 05/2023 08/2023
Lpl Financial Llc Loveland CO 05/2025 06/2025
Thrivent Investment Management Inc. Minneapolis MN 07/2025 Present
Thrivent Financial Appleton WI 07/2025 Present
  • 03/2018 → 10/2021
    Thunderridge High School
    Highlands Ranch, CO
  • 06/2018 → 08/2018
    Dicks Sporting Goods
    Littleton, CO
  • 10/2021 → 06/2022
    Unemployed
    Highlands Ranch, CO
  • 02/2012 → 03/2018
    Unemployed
    Highlands Ranch, CO
  • 06/2022 → 05/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2023 → 05/2023
    Northwestern Mutual Investment Services Llc
    Englewood, CO
  • 01/2025 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 08/2023 → 06/2025
    Blue Federal Credit Union
    Loveland, CO
  • 05/2023 → 08/2023
    Unemployed
    Fort Collins, CO
  • 05/2025 → 06/2025
    Lpl Financial Llc
    Loveland, CO
  • 07/2025 → Present
    Minneapolis, MN
  • 07/2025 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

NOTARY PUBLIC, STATE OF COLORADO POSITION: Notary Public NATURE: Notarize professional and legal documents in the state of Colorado INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/18/2023 ADDRESS: 10270 Commonwealth St Apt 3217, Lone Tree CO 80124, United States DESCRIPTION: Signing and stamping documents acknowledging, affirming, and/or certifying that the individual in front of me is who they say they are, fully understands the terms and conditions of the document that they are signing, and is the one signing it.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-01
  • S66 Uniform Combined State Law Examination
    2025-07-01
Other Names
  • Ben Vogel

View on SEC IAPD

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