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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
75 Congress Street Ste 204, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors, Inc | Addison | TX | 05/2011 | 04/2017 |
| Usaa Financial Planning Services | Addison | TX | 05/2011 | 04/2017 |
| Mercedesramirezjohnson.COm | Lewisville | TX | 04/2017 | 06/2018 |
| 1St Global Capital Corp. | Dallas | TX | 06/2018 | 10/2019 |
| Avantax Advisory Services | Lebanon | NH | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Lebanon | NH | 10/2019 | 09/2025 |
| Tyler, Simms & St. Sauveur, Cpa'S P.C. | Lebanon | NH | 01/2020 | Present |
| Avantax Insurance Services, Inc. | Lebanon | NH | 11/2019 | 09/2025 |
| Tsswmm Financial Group | Lebanon | NH | 02/2024 | Present |
| Tswm Advisory Group | Lebanon | NH | 07/2025 | Present |
| Cetera Wealth Services, Llc | Lebanon | NH | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) TSS WEALTH MANAGEMENT, LLC; POSITION: Director of Wealth Management NATURE: In charge of the WM Division. INVESTMENT RELATED: No NUMBER OF HOURS: 250 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2020 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: Marketing, meet w/ clients, give recommendations. 2) TSS WEALTH MANAGEMENT POSITION: Consultant NATURE: I will be working with our CPA group that works in the auto dealership space. I will be putting on presentations, and consulting with our CPA team to the auto dealerships associations and auto dealerships themselves. we talk about succession planning, estate planning issues. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 12/01/2020 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: Consulting Business Development Speaker/lecturer 3) TSSWMM FINANCIAL GROUP POSITION: Owner NATURE: TSSWMM Financial Group is an office of dedicated individuals committed to offering financial planning, investment management, distribution/retirement planning, business planning, insurance, tax management, legacy planning, among various types of education for clients to help better their financial futures. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 02/01/2024 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: 1.) Portfolio review Going through each account to see if positions held in accounts are adequate for risk and analyzing for client benefits.2.) Client meetings Meeting with clients every quarter to make sure all questions are answered, and to review any changes over the past quarter3.) Investment research Knowing clients personally means that when doing investment research, you can tailor positions to an account4.) Issuing Insurance & Annuity contacts Sometimes specific life events, and circumstances can have one looking into different types of insurances & annuities. I am here to make sure if there is a product out there that the client is aware of it, and presented the material.5.) Business retirement planning (401ks) Helping small business owners with setting up and maintaining their 401ks TSWM ADVISORY GROUP POSITION: Director of Wealth Management NATURE: This will be the new title of our Wealth Management Firm which I am part owner and the director of the firm who manages the clients, our employees, and our portfolios. 4) Run a Wealth Management Firm Market our firm Financial planning for clients investment management for firm Lead our employees INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2025 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: We will be providing wealth management service to our clients and public. I will be the Director. Meet with clients service clients manage portfolios market our firm manage the firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-14 |
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