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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-06-02
SC RA APPROVED 2026-06-02
  • MD RA
    APPROVED
    Since 2026-06-02
  • SC RA
    APPROVED
    Since 2026-06-02

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Gwynn Oak, MD • United States

Gwynn Oak, MD • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 05/2026 Present
Unemployed Baltimore MD 01/2025 05/2026
Scott Iodice Baltimore MD 08/2014 03/2019
Northwestern Mutual Investment Services Llc Baltimore MD 08/2014 03/2019
Pruco Securities, Llc. Gwynn Oak MD 03/2019 01/2025
Prudential Insurance Company Of America Gwynn Oak MD 03/2019 01/2025
Previous Registrations
Other Businesses

1: 1 Affordable Lead Pros LLC - Business Owner - Not Inv Related - 4 Hours During Trading - Bethesda, MD - OBA Start Date: 05/15/2012.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-21
  • S66 Uniform Combined State Law Examination
    2006-09-21
Other Names
  • Jonathon Kelsey Rogers
  • Jon Rogers
  • Jonathon K Rogers

View on SEC IAPD

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