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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-10
  • NC RA
    APPROVED
    Since 2025-09-10

Branch Locations

Durham, NC • United States

3001 Academy Road Ste 110, Durham, NC 27707 • United States

301 North Elm Street, Greensboro, NC 27401 • United States

701 Green Valley Road Suite 100, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Durham NC 04/2022 07/2025
Tiny Vortex Llc Chapel Hill NC 08/2019 03/2022
Gravity Records Wilmington NC 05/2018 08/2019
Acme Food & Beverage Carrboro NC 05/2019 06/2019
University Of North Carolina At Chapel Hill Chapel Hill NC 08/2019 12/2021
Cape Fear Community College Wilmington NC 08/2018 05/2019
Durham Technical Community College Durham NC 08/2017 05/2018
The Cave Chapel Hill NC 11/2013 05/2018
Beau Catering Hillsborogh NC 09/2013 09/2018
Fidelity Investments Boston MA 03/2025 07/2025
Erickson Advisors Durham NC 09/2025 Present
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 04/2022 → 07/2025
    Fidelity Investments
    Durham, NC
  • 08/2019 → 03/2022
    Tiny Vortex Llc
    Chapel Hill, NC
  • 05/2018 → 08/2019
    Gravity Records
    Wilmington, NC
  • 05/2019 → 06/2019
    Acme Food & Beverage
    Carrboro, NC
  • 08/2019 → 12/2021
    University Of North Carolina At Chapel Hill
    Chapel Hill, NC
  • 08/2018 → 05/2019
    Cape Fear Community College
    Wilmington, NC
  • 08/2017 → 05/2018
    Durham Technical Community College
    Durham, NC
  • 11/2013 → 05/2018
    The Cave
    Chapel Hill, NC
  • 09/2013 → 09/2018
    Beau Catering
    Hillsborogh, NC
  • 03/2025 → 07/2025
    Fidelity Investments
    Boston, MA
  • 09/2025 → Present
    Erickson Advisors
    Durham, NC
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2025-03-31 → 2025-07-16
    Boston, MA
    Durham, NC
    Durham, NC
  • 2022-11-29 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Chapel Hill, NC
Other Businesses

1. NAME OF OTHER BUSINESS: PERSONALITY CULT INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: TO PERFORM MUSICAL ARRANGEMENTS START DATE: 08/2025 POSITION/TITLE/RELATIONSHIP: PRINCIPAL SONGWRITER AND PERFORMER. APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: WRITING SONGS AND PERFORMING MUSICAL ARRANGEMENTS; 2. NAME OF OTHER BUSINESS: ERICKSON ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-21
S63 Uniform Securities Agent State Law Examination 2022-08-19
  • S66 Uniform Combined State Law Examination
    2022-11-21
  • S63 Uniform Securities Agent State Law Examination
    2022-08-19
Other Names
  • Benjamin Joseph Carr
  • Ben Joseph Carr
  • Benjamin Carr

View on SEC IAPD

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