Maynard Lional Peralta

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-01-07
TX	RA	APPROVED_RES	2026-01-07

CO RA
APPROVED

Since 2026-01-07
TX RA
APPROVED_RES

Since 2026-01-07

Branch Locations

Denver, CO • United States

6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	Greenwood Village	CO	04/2022	Present
Trilogy Education	Denver	CO	04/2021	05/2022
Rtd	Denver	CO	03/2022	04/2022
Otis Elevator	Centennial	CO	01/2022	03/2022
Bnsf Railway	Denver	CO	05/2005	01/2022
Joven Health	Aurora	CO	04/2022	05/2022

04/2022 → Present

Fidelity Investments

Greenwood Village, CO
04/2021 → 05/2022

Trilogy Education

Denver, CO
03/2022 → 04/2022

Rtd

Denver, CO
01/2022 → 03/2022

Otis Elevator

Centennial, CO
05/2005 → 01/2022

Bnsf Railway

Denver, CO
04/2022 → 05/2022

Joven Health

Aurora, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-23
S63	Uniform Securities Agent State Law Examination	2022-09-27

S66 Uniform Combined State Law Examination

2025-12-23
S63 Uniform Securities Agent State Law Examination

2022-09-27

Other Names

Maynard Lional Peralta
Maynard Peralta

View on SEC IAPD