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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-01 |
| TX | RA | APPROVED | 2024-09-09 |
Branch Locations
2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | New York | NY | 07/2024 | Present |
| Jp Morgan Chase & Co | Columbus | OH | 06/2023 | 08/2023 |
| J.P. Morgan Securities Llc | New York | NY | 07/2024 | Present |
| Morgan Stanley | Barrington | IL | 05/2022 | 08/2022 |
| Pinstripes | Northbrook | IL | 05/2021 | 08/2021 |
| Eagle Investors | Bloomington | IN | 11/2020 | 06/2021 |
| Northbrook Public Library | Northbrook | IL | 03/2020 | 08/2020 |
| Offices Of Representative Jonathan Carroll | Northbrook | IL | 09/2018 | 08/2020 |
| Indiana University Bloomington | Bloomington | IN | 08/2020 | 05/2024 |
| Oasis Outsourcing | Northbrook | IL | 06/2019 | 07/2019 |
| Unemployed | Northbrook | IL | 07/2014 | 08/2018 |
| Unemployed | Deerfield | IL | 06/2024 | 06/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-08 |
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