Adam Nevin Finke

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2022 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 06/2022 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 06/2016 → 09/2017
  Peninsula Yacht Club
  Cornelius, NC
• 08/2014 → 06/2018
  Hough High School
  Cornelius, NC
• 08/2018 → 05/2022
  Purdue University
  West Lafayette, IN
• 03/2017 → 08/2018
  No Limit Training Co.
  Cornelius, NC
• 05/2019 → 08/2021
  Freedom Boat Club
  Cornelius, NC

Exams

• S66 Uniform Combined State Law Examination
  2022-08-18

Other Names

• Adam Finke