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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
11 Sunflower Ave 2Nd. Floor, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Paramus | NJ | 04/2022 | 11/2024 |
| N/A | Mount Arlington | NJ | 01/2016 | 04/2022 |
| The Prudential Insurance Company Of America | Paramus | NJ | 12/2022 | Present |
| Lpl Enterprise, Llc | Paramus | NJ | 11/2024 | Present |
1) 03/11/2025- Phoenix Financial Group- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 03/03/2025- 20hrs/mnth-0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-08 |
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