Nicholas Guerra

Ubs Financial Services Inc.

CRD 7545578

Claim This Profile

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-02-28

NJ RA
APPROVED

Since 2023-02-28

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services.iNc	Weehawken	NJ	05/2022	07/2024
Madruga Bakery	Coral Gables	FL	03/2021	05/2022
South Florida Lumber	Doral	FL	05/2019	03/2021
Biltmore Hotel Golf Course	Coral Gables	FL	08/2016	03/2019
Ubs Financial Services.iNc	Weehawken	NJ	07/2024	Present

05/2022 → 07/2024

Ubs Financial Services.iNc

Weehawken, NJ
03/2021 → 05/2022

Madruga Bakery

Coral Gables, FL
05/2019 → 03/2021

South Florida Lumber

Doral, FL
08/2016 → 03/2019

Biltmore Hotel Golf Course

Coral Gables, FL
07/2024 → Present

Ubs Financial Services.iNc

Weehawken, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-27

S66 Uniform Combined State Law Examination

2023-02-27

View on SEC IAPD

More in Weehawken, NJ

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor