Abraham Salam Moosa

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 05/2022 → 07/2022
  Gm Stores Llc
  Sugar Land, TX
• 12/2021 → 05/2022
  Willis Johnson & Associates
  Houston, TX
• 08/2021 → 12/2021
  Gm Stores Llc
  Sugar Land, TX
• 06/2021 → 08/2021
  Expressworks International Llc
  Houston, TX
• 08/2018 → 06/2021
  Gm Stores Llc
  Sugar Land, TX
• 10/2013 → 06/2018
  Al-Azhar University
  Cairo
• 07/2015 → 07/2020
  Wharton County Junior College
  Sugar Land, TX
• 08/2020 → 05/2022
  University Of Houston
  Houston, TX

Other Businesses

1. Name: As-Sabeel InstituteNot Investment-RelatedAddress: Sugar Land, TX 77498Nature: non-profit (pending 501c3 status) religious, charitable, educationalPosition/Title: DirectorStart Date: 05/2023No. of Hours devoted: 5 hours per month (none during securities trading hours)Duties: administrative; handle documentation, administrative, and financial matters of the non-profit. Instruct; educate on the Islamic religion in the Spanish language. Engage in fundraising (have not done so yet, but it may occur in the future once 501c3 status has been granted) I*1411267For profit or not for profit: Name of outside business organization: As-Sabeel InstituteInvestment related: NAddress of business: Sugar Land, Texas, 77498, United StatesNature of business: ["Church or Religious Organization"]Position, title, association: ["Director"], Start date of relationship: 7/27/2023Number of hours devoted: 2 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Educating about Islam in the Spanish language. Expected responsibilities are performing administrative duties for this non-profit organization.I*1479277For profit or not for profit: Name of outside business organization: Association of Muslim Financial AdvisorsInvestment related: NAddress of business: Sugar Land, Texas, 77498, United StatesNature of business: ["Business or Industry Organization"]Position, title, association: ["Board Member"], Start date of relationship: 10/2/2023Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Provide a platform for financial advisors of the Muslim faith to network, discuss opportunities and challenges, and for aspiring financial advisors to get insight into the profession I*1922280 Entity For Profit Name of OBA: S. H. LLC Address: Sugar Land, Texas, 77498 Investment Related: No Position, Title, Association: Owner Employee Start Date: 03/07/2024 No Hours: 5 No Hours during trading: 0 Duties: Rental Property I*1921279 Entity For Profit Name of OBA: Real Ethical, LLC Address: Sugar Land, Texas, 77498 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 07/01/2024 No Hours: 5 No Hours during trading: 0 Duties: Buying residential properties to rent or sell

Exams

• S66 Uniform Combined State Law Examination
  2023-09-20