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Collin Neal Day

Farris Capital Management Inc.

Carrollton, TX

CRD 7545157

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Employer firm

Farris Capital Management Inc. CRD 169051

$178M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Farris Capital Management Inc.

4425 Plano Pkwy Ste. 1701, Carrollton, TX 75010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-27
  • TX RA
    APPROVED
    Since 2022-04-27

Branch Locations

4425 Plano Pkwy Ste. 1701, Carrollton, TX 75010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farris Capital Management Dallas TX 12/2021 Present
Web Tpa Employer Services Irving TX 01/2016 12/2021
First Southern Baptist Church St. George St. George UT 07/2016 12/2017
  • 12/2021 → Present
    Farris Capital Management
    Dallas, TX
  • 01/2016 → 12/2021
    Web Tpa Employer Services
    Irving, TX
  • 07/2016 → 12/2017
    First Southern Baptist Church St. George
    St. George, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-06
  • S65 Uniform Investment Adviser Law Examination
    2022-04-06

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carrollton, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Carrollton, TX
J.P. MORGAN SECURITIES LLC · CARROLLTON, TX

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