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Brian R Mondics

Smi Advisory Services, LLC

Columbus, IN

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Current Employers
Smi Advisory Services, Llc

4400 Ray Boll Blvd., Columbus, IN 47203 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-06-26
  • IN RA
    APPROVED
    Since 2024-06-26

Branch Locations

4400 Ray Boll Blvd., Columbus, IN 47203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Higher Level Financial Services Llc Rock Springs WY 04/2022 12/2023
Accuray Sunnyvale CA 01/2021 Present
Iba Proton Therapy Reston VA 01/2017 12/2020
Emc Hopkinton MA 01/2008 12/2016
Smi Advisory Services Columbus IN 01/2024 Present
  • 04/2022 → 12/2023
    Higher Level Financial Services Llc
    Rock Springs, WY
  • 01/2021 → Present
    Accuray
    Sunnyvale, CA
  • 01/2017 → 12/2020
    Iba Proton Therapy
    Reston, VA
  • 01/2008 → 12/2016
    Emc
    Hopkinton, MA
  • 01/2024 → Present
    Smi Advisory Services
    Columbus, IN
Previous Registrations
  • 2022-06-07 → 2022-12-31
    Higher Level Financial Services Llc
    Rock Springs, WY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-28
  • S65 Uniform Investment Adviser Law Examination
    2022-01-28

View on SEC IAPD

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Other Offices

EDWARD JONES · COLUMBUS, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · COLUMBUS, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · COLUMBUS, IN
CETERA INVESTMENT ADVISERS LLC · COLUMBUS, IN
EDWARD JONES · COLUMBUS, IN
LPL FINANCIAL LLC · COLUMBUS, IN
W&S BROKERAGE SERVICES, INC. · Columbus, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Columbus, IN

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